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9 active jobs

Finra Jobs

Explore 9 active Finra job openings aggregated from hundreds of sources. Roles range from entry-level to executive, remote and on-site, refreshed hourly.

9 jobs · newest first

  1. AWS Connect Architect

    Firstsource India IN

    About Firstsource Firstsource Solutions Limited, an RP-Sanjiv Goenka Group company (NSE: FSL, BSE: 532809, Reuters: FISO.BO, Bloomberg: FSOL:IN), is a specialized global business process services part...

    1 month ago
  2. KYC Compliance Analyst

    KAST Tampa, Tampa, Florida, United States US Remote

    Application Deadline: 17 July 2026 Department: Legal & Compliance Location: Tampa Description We are looking for a A KYC (Know Your Customer) Analyst who is a compliance professional responsible for v...

    Full Time Entry Level 3 months ago
  3. Compliance Market Surveillance Analyst

    Crypto.com دبي, دبي دبي الإمارات العربية المتحدة US Remote

    Our Local Programs and Regulatory Compliance team is responsible for ensuring compliance with local laws and regulations in the countries where we operate. Crypto.com | Derivatives North America (“C...

    Full Time Entry Level 3 months ago
  4. D Prime is a globally recognized online broker, empowering professional investors with access to multi-asset CFD trading across global markets. With operational hubs in Dallas, London, Sydney, Singapo...

    4 months ago
  5. Sales Director (Brazil)

    D Prime Brasil BR

    D Prime is a globally recognized online broker, empowering professional investors with access to multi-asset CFD trading across global markets. With operational hubs in Dallas, London, Sydney, Singapo...

    6 months ago
  6. AVP - Global Compliance Operations [T500-23074]

    MUFG India, Karnataka, Bangalore IN

    About Us: MUFG Bank, Ltd. is Japan’s premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking pro...

    8 months ago
  7. Expert in Finance

    Aprende Institute México, Ciudad de México MX

    We are looking for an expert in investments in the US who will accompany Latino beginners to make their first real investment, guiding them step by step from scratch, with a focus on action, clarity a...

    9 months ago
  8. Co-Founder & CEO - AI RIA Compliance

    FutureSight Canada CA

    FutureSight is hiring an experienced and visionary Founding CEO to lead the launch of a new AI Compliance venture serving SEC- and FINRA-regulated firms. Today, compliance teams at RIAs and broker-dea...

    Full Time 9 months ago
  9. BA/DA - Regulatory Compliance

    Astra North Infoteck Inc. Canada, Ontario, Toronto CA

    Analyst 4 days onsite Skills Required: BSA ,Data Modelling , Data Analyst Job Description: Key Responsibilities: • Regulatory Compliance: Analyse and interpret US regulatory reporting requirements (SE...

    From 10000.00 11 months ago

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