Regulatory Assurance Manager

Are you a compliance specialist who enjoys the "detective work" of assurance as much as the strategic side of risk management? Tyler Wren is currently representing a prominent financial institution looking for a Regulatory Assurance Manager to join their Auckland-based team.

This isn't a role for someone who just wants to check boxes. We need an influencer who can translate complex legislative changes into practical business steps and foster a "do the right thing" culture across the organization.

The Impact You’ll Make
Joining the Compliance Department, you will be the bridge between regulatory requirements and business operations. Your day-to-day will involve:

• Framework Evolution: Supporting the development and implementation of the Compliance and Risk Management Framework (CRMF) to ensure risks are identified and reported accurately.
• Strategic Advisory: Acting as a subject matter expert by providing guidance on regulatory risk matters to various business units.
• Assurance & Oversight: Leading periodic reviews to test how business owners are meeting their obligations and following up to ensure any gaps are closed.
• Future-Focused Reporting: Coordinating climate risk disclosure assurance and assisting with high-level reporting for Management and Board Risk Committees.
• Risk Maintenance: Ensuring the central risk repository is up to date and that Risk Control Self Assessments (RCSAs) are truly effective.

Who You Are
You are a proactive professional who thrives in a solution-driven environment. You can work autonomously when needed but understand that the best outcomes in compliance come from strong collaboration and influence.

• The Experience: You have a solid background in banking regulations and a deep understanding of financial products.
• The Communicator: You possess the unique ability to take dense, complex material and explain it in plain, easy-to-understand terms for various stakeholders.
• The Qualifications: A university degree is essential. While not mandatory, having 3+ years of post-legal qualification experience will give you a significant advantage.
• The Location: You must have the legal right to work in New Zealand and be able to work from the Auckland CBD office.

Why Apply?
This is an opportunity to move beyond administrative compliance and into a role where your legal or regulatory expertise directly shapes the bank's risk appetite and operational success.

Apply now or connect in confidence with Gary Bloxham on 09 974 9072 or Liam Nuttall on 09 930 8521.

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