Lead Auditor- Business Audits

Job description

We’re looking for a Lead Internal Auditor to join our team and drive internal control and compliance excellence across the organization. Location: Kanjurmarg, Mumbai Audit Deliverables Lead auditor (LA) leads internal audits (Retail Broking Branches; Operations; Risk; Research; Institutional Equities; Investment Advisory; Proprietary Trading) as per the annual audit plan, evaluates the adequacy and effectiveness of internal controls and verifies compliance with all applicable laws and regulations. The LA will also identify areas for improvement and provide recommendations to management for corrective actions.

Required skills

compliance operations internal controls research risk internal auditor lead auditor proprietary trading laws and regulations investment advisory business audits institutional equities retail broking branches annual audit plan

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