Aptita
9 months ago
Compliance Support Services
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Company information
- Company
- Aptita
- Location
- India, Maharashtra, Mumbai, Chunabhatti India
- Posted
- 9 months ago
Job description
#LI - PS1 Roles and Responsibilities -
Preparation and submission of Quarterly Reports and CTR
Preparation of Half Yearly Trustee Reports
Drafting and filing of Notice-cum-Addendum and corresponding SEBI submissions
Weekly and daily transaction data uploads as per regulatory requirements
Compliance checks for all SID/KIM documents and related SEBI filings
Preparation and submission of SID and KIM documents to SEBI
Half-yearly updation of SID and KIM documents
Annual updation of the Statement of Additional Information (SAI)
Implementation of SEBI and AMFI circulars and maintenance of related data/MIS
Daily recovery orders and rolling AUM checks
Management and updates of Compliance Tools as per SEBI regulations
Annual broker review and related data maintenance
Support for Internal, Statutory, and External audits, including data collation and submissions
Coordination for annual policy reviews with respective teams and presentation to the Board
Preparation of RCSA reports and monthly submissions to the CEO
Maintenance of SEBI and AMFI communication data
Data compilation and coordination for Board meetings
Management of event-based compliances and related activities
Implementation of SEBI and AMFI circulars and its tracking on tool. Interested candidates can share cv at [email protected]
Preparation and submission of Quarterly Reports and CTR
Preparation of Half Yearly Trustee Reports
Drafting and filing of Notice-cum-Addendum and corresponding SEBI submissions
Weekly and daily transaction data uploads as per regulatory requirements
Compliance checks for all SID/KIM documents and related SEBI filings
Preparation and submission of SID and KIM documents to SEBI
Half-yearly updation of SID and KIM documents
Annual updation of the Statement of Additional Information (SAI)
Implementation of SEBI and AMFI circulars and maintenance of related data/MIS
Daily recovery orders and rolling AUM checks
Management and updates of Compliance Tools as per SEBI regulations
Annual broker review and related data maintenance
Support for Internal, Statutory, and External audits, including data collation and submissions
Coordination for annual policy reviews with respective teams and presentation to the Board
Preparation of RCSA reports and monthly submissions to the CEO
Maintenance of SEBI and AMFI communication data
Data compilation and coordination for Board meetings
Management of event-based compliances and related activities
Implementation of SEBI and AMFI circulars and its tracking on tool. Interested candidates can share cv at [email protected]
Required skills
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