Compliance Officer

We are looking for a Compliance Officer for a leading mid-market investment bank with strong practices around M&A, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services. Responsibilities: • Should be able to independently ensure Fund management compliances. • Should keep abreast with the latest regulatory changes/ requirements related to SEZ Act, FME IFSCA guidelines, SEBI PMS and AIF regulations. • Timely preparation & submission of all compliance reports, including but not limited to, quarterly and annual reports, as well as any ad-hoc requests from regulators or internal stakeholders. • Collaborate with the Compliance Team to ensure that all compliance-related matters are properly documented and maintained. • Develop and maintain relationships with key stakeholders, including regulators, auditors, and other relevant parties. • Ensure that all compliance-related activities are performed in accordance with established policies and procedures. • Identify and escalate any potential compliance risks or issues to senior management.